NABL Documentation Checklist for Pathology Labs

DoraysLis
Dorays August 22, 2026

Introduction

NABL Accreditation shows that a pathology lab follows proper quality, testing, safety, and documentation standards.

Good machines and trained staff are important, but proper NABL Documents, SOPs, and records are equally important.

This checklist covers the main NABL Requirements and Guidelines in simple language.

What is NABL Accreditation?

NABL stands for National Accreditation Board for Testing and Calibration Laboratories.

Simply, NABL Accreditation shows that a laboratory can perform tests properly and maintain reliable results.

For medical labs, ISO 15189:2022 is an important standard. NABL accreditation helps labs:

     Improve test quality

     Reduce mistakes

     Improve patient safety

     Maintain proper records

     Follow standard procedures

     Prepare for NABL Assessment

Why is NABL Documentation Important?

Documentation shows what the lab does, how it does it, and how the work is recorded.

A NABL Assessor may check:

     QMS

     Staff competency

     Equipment records

     Laboratory records

     Quality Control (QC)

     Internal Audit

     Management Review

     Risk Management

     Corrective Actions

     Non-Conformities

Simple rule: If a process is followed, its record should also be maintained.

NABL Documentation Checklist

1.  Quality Management System (QMS)

The QMS helps the lab maintain consistent quality. Important documents include:

         Quality Manual

         Quality Policy

         Quality Objectives

         Organization Structure

         Roles and Responsibilities

         Document Control

         Record Control

         Quality Records

         Laboratory Records

         Risk Management

         Complaint Management

2.  Standard Operating Procedures (SOPs)

SOPs are written instructions that explain how each lab task should be done.

Important SOPs include:

         Sample Collection

         Sample Processing

         Sample Handling

         Sample Identification

         Sample Rejection

         Laboratory Testing

         Test Reporting

         Equipment Operation

         Safety Procedures SOPs may be needed for:

         Clinical Pathology

         Hematology

         Biochemistry

         Microbiology

         Histopathology

         Cytology

3.  Personel Records and Training

NABL requirements give importance to staff competency. Maintain:

         Personel Records

         Qualification certificates

         Experience records

         Registration records

         Job descriptions

         Staff Training Records

         Training plans

         Competency Assessment

         Staff authorization records

These records show that staff are properly trained and competent for their assigned work.

4.  Equipment Records and Calibration

Every important laboratory machine should have proper records. Maintain:

         Equipment Records

         Equipment master list

         Installation records

         Equipment Calibration

         Calibration Records

         Maintenance Records

         Service reports

         Breakdown records

         Repair records

5.  Reagent Records

Proper reagent records help maintain testing quality. Maintain:

         Reagent Records

         Reagent Inventory

         Lot/batch details

         Reagent Storage

         Expiry records

         Temperature Monitoring Records

Applicable reagent verification records should also be maintained.

6.  Quality Control (QC)

Quality Control (QC) helps ensure that test results are reliable. Important records include:

         Internal Quality Control (IQC)

         External Quality Control (EQC), where applicable

         QC results

         QC review

         Quality trends

         Corrective actions

7.  External Quality Assessment (EQA) and Proficiency Testing (PT)

External Quality Assessment (EQA) and Proficiency Testing (PT) help check laboratory performance against external programs.

Maintain:

         EQA/PT enrollment

         Test results

         Performance reports

         Corrective Action records

8.  Test Validation and Verification

Applicable Test Methods should have proper Test Validation or Test Verification records.

Depending on the test, records may include:

         Accuracy

         Precision

         Linearity

         Measuring range

         Detection limits

         Reference Intervals

         Method performance

These support applicable ISO 15189 Requirements and Professional Requirements.

9.  Sample and Patient Records

Proper Sample Collection, Sample Processing, and Sample Handling help maintain sample traceability.

Maintain:

         Sample Collection Records

         Sample Identification

         Sample receiving records

         Sample Rejection Criteria

         Rejected sample records

         Sample storage records

         Patient Records

10.   Test Reports and Reporting

A proper reporting process is important for accurate and safe reporting. Maintain:

         Test Reports

         Test Report Verification

         Report Authorization

         Critical Results

         Turn Around Time (TAT)

         Report release records

11.  Laboratory Information System (LIS)

A Laboratory Information System (LIS) can help manage laboratory information and records digitally.

An LIS can help with:

         Patient Records

         Sample tracking

         Test Reports

         Test Report Verification

         Report Authorization

         TAT monitoring

         Laboratory Records

12.   Laboratory Safety

Laboratory Safety is an important part of quality and patient safety. Maintain:

         Biosafety Records

         Infection Control

         Risk assessment

         Fire safety

         Emergency procedures

         Incident records

         Biomedical Waste Management

13.   Internal Audit

Internal Audit helps identify gaps before the NABL Audit. Maintain:

         Audit plan

         Audit schedule

         Audit checklist

         Audit findings

         Non-Conformity

         Corrective actions

         Closure records

14.   Non-Conformity and CAPA

A Non-Conformity means a requirement has not been properly met.

Non-Conformity Management should include:

         Identify the problem

         Find the root cause

         Check the impact

         Take Corrective Action

         Plan Preventive Action

         Check effectiveness

A Corrective Action Report should record the problem and action taken.

15.   Complaint Management

Complaint Management helps the laboratory properly handle patient or doctor complaints.

Maintain:

         Complaint details

         Investigation

         Action taken

         Corrective Action

         Resolution

         Follow-up

16.   Management Review

Management Review helps management regularly check laboratory quality and performance.

Maintain:

         Meeting agenda

         Attendance

         Quality performance

         Audit findings

         Complaints

         Non-conformities

         Improvement plans

         Action plans

         Follow-up records

Common NABL Audit Problems

During a NABL Audit, labs may face problems such as:

         Outdated SOPs

         Missing approvals

         Incomplete Quality Records

         Missing Equipment Records

         Expired Calibration Records

         Incomplete Staff Training Records

         Poor Document Control

         Missing Internal Audit records

         Incomplete CAPA

         Pending Issue

Regularly checking your NABL checklist can help prevent these problems. 

NABL Assessment Process

The NABL Assessment Process can be understood in simple steps.

NABL Pre-Assessment

NABL Pre-Assessment helps identify gaps and prepare the laboratory for assessment.

NABL Final Assessment

During the NABL Final Assessment, the NABL Assessor reviews applicable laboratory requirements.

This may include:

         Accreditation Scope

         Scope of Accreditation

         Specialized Requirements

         Quality Requirements

         Compliance Requirements

         Documents

         Records

         Laboratory practices

After meeting applicable requirements, the laboratory may receive an

Accreditation Certificate.

Later, laboratories may need NABL Surveillance Assessment and

Accreditation Renewal as applicable.

How to Prepare Pathology Lab for NABL Accreditation?

Follow these simple steps:

1.      Understand NABL Guidelines

2.      Identify applicable NABL Requirements

3.      Decide the Scope of Accreditation

4.      Set up the QMS

5.      Prepare the Quality Manual

6.      Maintain required SOPs

7.      Complete staff training and Competency Assessment

8.      Maintain equipment, calibration, and maintenance records

9.      Maintain QC and EQA/PT records

10.             Conduct Internal Audit

11. Manage Non-Conformity Management

12.             Complete CAPA

13.             Conduct Management Review

14.             Prepare documents for NABL Assessment

 


How Laboratory Software Helps with NABL Documentation

Managing documents manually can become difficult as the laboratory grows. Laboratory management software can help with:

         NABL Documentation

         Document Control

         SOP management

         Equipment Calibration

         Maintenance Records

         QC records

         Staff Training Records

         Internal Audit records

         CAPA tracking

         Laboratory Records

Software options such as CrelioHealth, LabSmart, Drlogy, PathoGold, Qmarksoft, MediXcel, and FLabs can be considered in the NABL documentation / lab management software context.

The right software should be selected based on the laboratory's actual workflow, documentation needs, and applicable NABL Requirements.

Final NABL Documents Checklist

Before NABL assessment, check your applicable:

         Quality Manual

         Quality Management System (QMS)

         Quality Policy

         Quality Objectives

         Standard Operating Procedures (SOPs)

         Document Control Procedure

         Record Control

         Quality Documents

         Lab Information

         Employee Information

         Training Details

         Competency Assessment

         Equipment Information

         Skill Evaluation

         Maintenance Records

         Reagent Records

         Reagent Inventory

         Temperature Monitoring Records

         Sample Collection Records

         Sample Handling Records

         Sample Identification Records

         Test Reports

         Test Validation

         Test Verification

         Reference Intervals

         Critical Results Records

         Quality Control (QC)

         Internal Quality Control (IQC)

         External Quality Assessment (EQA)

         Proficiency Testing (PT)

         Biosafety Records

         Laboratory Safety Records

         Infection Control Records

         Biomedical Waste Management Records

         Internal Audit Records

         Management Review Records

         Corrective Action Records

         Preventive Action Records

         Non-Conformity Records

         Complaint Management Records

         Risk Management Records

Conclusion

NABL Accreditation Process

The NABL Accreditation Process becomes easier when a laboratory has proper documents, updated SOPs, complete records, and a well-managed QMS.

Simple Formula:

Proper Process + Proper Documents + Proper Records = Better NABL Compliance

A clear NABL Documentation Checklist, complete NABL Documents, and regular record checking help a pathology lab prepare better for NABL Accreditation and follow the applicable ISO 15189:2022 requirements.


 

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